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Thaddeus Martin Consulting

Your Growth is
Our Expertise

Helping Investment Managers build robust compliant businesses.

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About Thaddeus Martin Consulting

Compliance
Made Simple

We will use our A4P approach©, leveraging on our experience, expertise and understanding of resilience to:

We deliver customised solutions for regulatory compliance, risk management, and alignment of principles of ESG, with the specific stage of your funds and business lifecycles. From launching and scaling to optimising operations, we support you through each stage to achieve sustainable growth and your business goals.

1 –
Assess

Evaluate governance frameworks for regulatory compliance and operational risk.

2 –
Align

Match leadership values with compliance and sustainability objectives.

3 -
Advance

Enhance protections for your personnel, financial assets, and sensitive data.

4 -
Adjust

Adapt policies for long-term resilience through risk monitoring and sustainability strategies.

Our Services

Contemporary, relevant and critical services for your enterprise.

Digital Assets & Cyber Security Posture

Our Digital Assets and Cyber Security Posture Services integrate a deep understanding of today’s digital landscape with tailored solutions to safeguard your organisation.

Notarial Services

Whether you need document certification for legal, business, or personal matters, our team delivers efficient and dependable notarial support.

Legal Functions

Our Legal Functions service offers bespoke legal management solutions tailored to complex business needs.

Sustainability Consulting

We help your organisation develop and implement comprehensive ESG strategies that align with global standards and foster long-term, sustainable growth.

Risk Management

We assess vulnerabilities, implement tailored risk controls, and integrate forward-thinking strategies that encompass cybersecurity, operational resilience, and regulatory shifts.

Compliance Support

We specialise in developing detailed compliance frameworks and providing expert guidance to navigate complex regulatory landscapes.

View all our services

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Why choose us?

Expertise:

Deep knowledge in compliance consulting, ESG frameworks, and risk mitigation for emerging investment managers

Agile Operations:

Tailored solutions aligned with your fund’s lifecycle, whether you’re launching, scaling, or optimising your processes.

Results:

Custom strategies that align your compliance and sustainability goals for the long-term success of your business.

Tailored Compliance Solutions

Your business is unique—your compliance strategy should be too. We offer:
Getting Started Package
Risk Framework Reviews:

Clear insights and actionable improvements.

Portfolio Package
Risk Framework Reviews:

Clear insights and actionable improvements.

White-Labeled Policies:

Custom documents ready for seamless integration.

Maintenance Package
Risk Framework Reviews:

Clear insights and actionable improvements.

White-Labeled Policies:

Custom documents ready for seamless integration.

Ongoing Support:

Keep your compliance up-to-date and stress-free.

Risk Monitoring Package
Risk Framework Reviews:
Clear insights and actionable improvements.
White-Labeled Policies:
Custom documents ready for seamless integration.
Ongoing Support:
Keep your compliance up-to-date and stress-free.
Proactive Risk Monitoring:
Stay ahead of emerging challenges.
Training Programs:
Equip your team with practical, targeted knowledge.
Whether it’s a quick review or full-scale support, we will build the right solution for your needs.
Find a solution with us

Simplifying Compliance.
Securing Confidence. Empowering Innovation in Traditional and Digital Finance.

Policies That Drive Confidence

We craft compliance frameworks tailored to your business needs:

  • Embedding ESG and Sustainability into operations and strategy.
  • Managing conflicts of interest, personal trading risks, and crypto-specific challenges.
  • Supporting responsible managers, outsourcing frameworks, and stakeholder alignment.
  • Delivering effective AML/CTF protocols and championing diversity and wellbeing.
  • Assisting with B Corp certification and UNPRI compliance assessments to showcase your commitment to responsible investment.

Trusted by Leaders in Private Equity and Venture Capital

We collaborate with specialised lawyers, consultants, and brokers to deliver:
  • Robust compliance for fund operations and investment due diligence.
  • Expertise in SAFTs, token warrants, and emerging asset structures.
  • Seamless integration of crypto assets into private equity and venture capital portfolios.
  • Guidance on achieving UNPRI alignment and ESG best practices for long-term value creation.

Protect Your Digital and Information Assets

Comprehensive solutions to secure your data and digital presence:
  • Privacy and cybersecurity frameworks for traditional and blockchain systems.
  • Policies for crypto custody, digital wallets, and tokenization ecosystems.
  • Proactive response plans for breaches, hacks, and disaster recovery.

Financial Integrity That Builds Trust

We ensure transparency and reliability across traditional and emerging assets:
  • Embedding ESG and Sustainability into operations and strategy.
  • Managing conflicts of interest, personal trading risks, and crypto-specific challenges.
  • Supporting responsible managers, outsourcing frameworks, and stakeholder alignment.
  • Delivering effective AML/CTF protocols and championing diversity and wellbeing.
  • Assisting with B Corp certification and UNPRI compliance assessments to showcase your commitment to responsible investment.

Custom Reviews & Insights

Actionable reviews to mitigate risks and maximise impact:
  • Robust compliance for fund operations and investment due diligence.
  • Expertise in SAFTs, token warrants, and emerging asset structures.
  • Seamless integration of crypto assets into private equity and venture capital portfolios.
  • Guidance on achieving UNPRI alignment and ESG best practices for long-term value creation.

Empowering Teams with Expertise

Future-proof your workforce with practical knowledge and skills:

  • Compliance training for private equity, venture capital, and digital assets.
  • Focused workshops on B Corp certification, AML, cybersecurity, and ESG compliance.
  • Mastering stakeholder management, tokenisation, and conflicts of interest.
Helping you lead in traditional and digital finance while championing responsible investment and innovation. Let’s build the future together.

What others say about TMC

We’ve helped many clients with our specialised expertise in law, wellbeing and sustainability. Here’s what they have to say:

Dominic and I worked together at Stafford Capital Partners through our interactions on the ESG Committee, of which I was Chair for 3 years. He has the unusual combination of big picture vision with technical skills and detail. He is an excellent communicator, is an ethical and moral person with integrity, and someone who can be trusted. Dominic is a leader and innovator but also a team player and is collaborative. I would define him as someone with a growth mindset rather than fixed and narrow thinking. I highly recommend Dominic as a partner to work with, you will enjoy and benefit from the experience.
Dr Danyelle GuyattClimate Insight
I’ve had the good fortune to work directly with Dominic for many years while he was with Stafford Capital. His strong expertise in regulatory, tax, and PE corporate matters, combined with his excellent business judgment and pragmatic approach, makes him a formidable and highly qualified professional and always a pleasure to work with.
Ed DartleyPartner at K&L Gates LLP
Dom and the Thaddeus Martin team are critical in helping us navigate the complexities of applying for our AFSL and preparing for our roles as Responsible Managers. Their expertise and hands-on guidance have given us confidence throughout the process, ensuring we’re well-prepared to meet regulatory requirements and build a compliant, sustainable business.
Cheryl MackCEO – Aussie Angels
“Dom and the Thaddeus Martin team are close counsel and crucial partners of Glow. Their understanding of compliance and risk management, tailored to where we are in our growth journey, has helped us tackle complex challenges and move forward with confidence. Dom’s insights and approach have made a real difference.”
Justin RyanFounder - Glow Capital Partners
"Dom and the Thaddeus Martin team have been trusted partners in the setup of our investment firm and launch our first fund. Their expertise in compliance, risk management, and ESG has provided a strong foundation for growth. Their hands-on and personalised support has been incredibly valuable in helping us navigate the complexities of establishing our business."
Ayush KapilaOperating Partner - Vitality Capital Partners
“Dom and the Thaddeus Martin team have been invaluable for Genesis Capital. Their expertise in ESG and sustainability reporting has been instrumental in helping us align with global standards and investor expectations, while their practical and commercial approach has been of great benefit to us both now and as we continue grow in the future.”
Michael GarciaFinance Director - Genesis Capital

Build a stronger business with us

We help wholesale investment managers build stronger businesses. We provide practical solutions that support your strategic goals.

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Your questions answered

Common questions

We remediate or create contemporary and institutional quality policies and procedures, setting in place a practical and pragmatic ongoing framework aligned to your commercial strategic objectives. We will design a modern compliance framework customised for your circumstances that will be across changes in law & regulations, standards, and expectations of conduct.

We will identify critical information assets in your control, review and prioritise threats and vulnerabilities to those information assets, by designing and implementing a customised, practical, and pragmatic cybersecurity risk mitigation plan and an incident & emergency response procedure. We will help to equip you with the essential tools, resources, and suitable training & awareness programs, suitable in securing your critical information assets.

We work with you to address the immediate need for an independent third party operational due diligence, but also provide you turnkey solution going forward. We will review your current compliance risk framework, recommend adaptations to any policies & procedures, and assisting you in responding to requests for third party due diligence from institutional investors.

We will assist by reviewing your financial services profile by utilising an innovative approach to legal risk profiling. Our approach will ensure that your activities and stakeholders in your financial services business are mapped to the relevant international laws, standards and expectations of conduct over time.

Insights

Navigating Compliance, Risk, and Sustainability Together