Dominic and I worked together at Stafford Capital Partners through our interactions on the ESG Committee, of which I was Chair for 3 years. He has the unusual combination of big picture vision with technical skills and detail. He is an excellent communicator, is an ethical and moral person with integrity, and someone who can be trusted. Dominic is a leader and innovator but also a team player and is collaborative. I would define him as someone with a growth mindset rather than fixed and narrow thinking. I highly recommend Dominic as a partner to work with, you will enjoy and benefit from the experience.
Thaddeus
Dedicated to law, risk mitigation and sustainability.
We help investment managers build robust operations
Services We Offer
Review & Design Framework
We can review and design framework for you using our TMC Integrated Uniform Approach©, or SeCCyURE©
Ongoing Monitoring & Assurance
We supply ongoing services for ensuring the efficacy of the Risk Framework & Function
Value Added Consulting Services
We provide Value cybersecurity, sustainability finance disclosure, sensitive integrity obligations to stakeholders
Notarial Services
Full range of notarial services, including: Declarations and affidavits, Certification of original documents, Verification of identity, Corporate verification & Obtaining authentications and apostilles.
Please call Darren Conlon to organise a session on +61 415 408 652
Our Strengths
Our Expertise
- Securities, Taxation, Corporate & Privacy Law
- Compliance Risk Management
- Cybersecurity Risk Management
- Responsible Investment Framework
Our Experience
- Enterprise risk services
- Funds Management
- Private Equity Fund of Fund
- Co-investments
- Secondaries
- Corporate & Corporate Tax
Build Resilience
- Return on Mitigation
- Incident & Breach Procedure
- Cybersecurity Incident Procedure
- AML Program
- Business Continuation & Disaster
- Recovery
- ESG Sensitive Business Cases
- Whistleblowing
- Risk Reviews
Are you worried your compliance policies and procedures are out of date?
We remediate or create contemporary and institutional quality policies and procedures, setting in place a practical and pragmatic ongoing framework aligned to your commercial strategic objectives. We will design a modern compliance framework customised for your circumstances that will be across changes in law & regulations, standards, and expectations of conduct.
Are you concerned your confidential data is not secured against theft?
We will identify critical information assets in your control, review and prioritise threats and vulnerabilities to those information assets, by designing and implementing a customised, practical, and pragmatic cybersecurity risk mitigation plan and an incident & emergency response procedure. We will help to equip you with the essential tools, resources, and suitable training & awareness programs, suitable in securing your critical information assets.
Are your institutional investors demanding an operational due diligence review?
We work with you to address the immediate need for an independent third party operational due diligence, but also provide you turnkey solution going forward. We will review your current compliance risk framework, recommend adaptations to any policies & procedures, and assisting you in responding to requests for third party due diligence from institutional investors.
Do you fear breaching international compliance regulations?
We will assist by reviewing your financial services profile by utilising an innovative approach to legal risk profiling. Our approach will ensure that your activities and stakeholders in your financial services business are mapped to the relevant international laws, standards and expectations of conduct over time.
What Working With Us Looks Like
We will use our A4P approach©, leveraging on our experience, expertise and understanding of resilience to:
Assess your governance. Mapping relevant (a) Law, (b) Standards, and (c) Conduct that ‘Fair, Honest and Efficient’ to your financial services business.
Align your Leadership Values & Strategic Objectives to these essential categories of governance.
Advance protective measures for your three most important capital assets: your People, your Financial position, and sensitive Information you hold.
Adjust the “CPI” over time by ensuring that policies & procedures communicates to personnel, promotes risk resilliance and identifies critical data.
Our Principal Consultants
Dominic
Tayco
- legal practitioner, with tertiary post-graduate credentials in Cybersecurity Risk Management.
- is currently undertaking further credentials in Sustainability Finance Public Leadership.
- has 20 years professional experience in financial services, the latter 15 years of this time spent in private equity culminating with 5 years as the global Chief Compliance Officer of international alternative assets’ investment firm.
- interests and expertise lie in risk scenario assessments and mitigation, data integrity, and research into the innovative application of data analytics.
Darren
Conlon
- notary public
- legal practitioner, qualified health professional, and University academic specialising in law, ethics and professional practice.
- is currently undertaking a PhD study of confidentiality and disclosure practices in the context of risk.
- has 15 years professional experience in the Australian health care industry, including as Insurance Officer for a listed private health care provider.
- interests and expertise lie in professional regulation, ethical and legal issues for professions, privacy and confidentiality, and risk assessment and management.
Alex
McCullagh
- legal practitioner (admitted to the Supreme Court of New South Wales).
- has broad experience in corporate finance, having acted for large cap private lenders and private credit funds.
- formerly a lawyer at a top-tier law firm in their finance, restructuring and insolvency practice.
- formerly Legal Counsel at Australia’s export credit agency.
- holds a Bachelor of Business (Econ) from The University of Technology, Sydney and a Juris Doctor from The University of Sydney.
Ellie
Wong
- CPA Public Practice Accountant.
- has experience gained as a public accountant and senior leader at Kabam.com, as a financial analyst at IBM and Oracle, and as an analyst at PricewaterhouseCoopers.
- has interests in running, golfing, spending time with family, and volunteering.
Hritwik
Singh
- Holds a Bachelor of Commerce in Professional Accounting and Finance from The University of Sydney.
- Currently pursuing a CPA certification, with the goal of becoming a qualified accountant.
- Previously worked as a junior accountant at a Sydney based start-up.
- Has interests in playing soccer, classical piano music, and going on hikes.
What Others Say About TMC
We’ve helped many clients with our specialised expertise in law, wellbeing and sustainability. Here’s what they have to say:
Our Consulting Packages
| Getting Started Package | Portfolio Package | Maintenance Package | Risk Monitoring Package | |
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| Review and report on your compliance risk framework |  |
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| Deliver white labelled portfolio documents of suitable policies & | |
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| Provide you with ongoing maintenance of those portfolio of documents | |
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| Plus ongoing compliance risk monitoring | |
Any option can be added with the training & awareness program
Insights / Articles
Articles
Sustainability Greater accessibility of ubiquitous artificial intelligence (AI) technologies has had drastic environmental impacts. The article linked below highlights the environmental footprint of AI models and emphasises the importance of…
Sustainability ASIC has released a short report (linked below) detailing the 35 interventions it has made in response to its greenwashing surveillance activities from 1 July 2022 to 31 March…
In March 2021 our Managing Director, Dominic Tayco, was engaged by NSW Circular to act in the capacity of Chief of Staff for their organisation. The role will initially be…
In January 2021, Thaddeus Martin Compliance became a signatory to the UN backed Principles of Responsible Investment. Principals, Dominic Tayco and Darren Conlon, were pleased to be part of this…
Welcome to the second edition of The Arc, a bi-monthly magazine regarding issues of compliance, risk and sustainability related to the business of Private Equity (“PE”). A compliance framework is…
